Directors' Dealings

Pursuant to Section 15a of the German Securities Trading Act, members of management or supervisory boards of issuers are obliged to inform the issuer and the federal financial services supervisory office about acquisitions and disposals of, among other things, shares or other securities of the issuer. With the entry into force of the law for the improvement of investor protection on October 30, 2004, the group of persons covered by this rule has been extended and now also includes persons who have regular access to insider information and are authorized to make significant business decisions. The issuer is also obliged to publish any such communication immediately. An obligation to inform about and announce any acquisitions and disposals of shares and other securities is also recommended by para 6.6 of the German Corporate Governance Code.

As of February 22, 2011, the RWE shares and related financial instruments directly or indirectly held by members of the Executive and Supervisory Boards account for less than 1 % of the shares issued by RWE.



Notification concerning transactions by persons performing managerial responsibilities pursuant section 15 a WpHG in 2013 (Directors' Dealings)

DateNameReason for
disclosure /
position		Financial instrumentType of the
transaction
(purchase / sale)		Price per item / €Number
of items		Total
amount
traded
27/05/13Günther, Dr. BernhardExecutive Board MemberRWE common sharepurchase27.3613,46294,727.08
24/04/13Tigges, UweExecutive Board MemberRWE common sharepurchase26.342,60068,484
20/03/13Terium, Peter Executive Board MemberRWE common sharepurchase28.8976,249180,577.52

 

 

Notification concerning transactions by persons performing managerial responsibilities pursuant section 15 a WpHG in 2012 (Directors' Dealings)

DateNameReason for
disclosure /
position		Financial instrumentType of the
transaction
(purchase / sale)		Price per item / €Number
of items		Total
amount
traded
15/06/12Pohlig, Dr. Rolf Executive Board MemberRWE common sharepurchase28.7621,98857,178.86
15/06/12Birnbaum, Dr. LeonhardExecutive Board MemberRWE common sharepurchase28.7622,86082,259.32
01/06/12Terium, PeterExecutive Board MemberRWE common sharepurchase29.417,239212,898.99
20/04/12Graef, RogerSupervisory Board MemberRWE preferred sharepurchase31.091,00031,090
23/01/12Graef, RogerSupervisory Board MemberRWE preferred sharepurchase24.901,00024,900


Notification concerning transactions by persons performing managerial responsibilities pursuant section 15 a WpHG in 2011 (Directors' Dealings)

DateNameReason for
disclosure /
position		Financial instrumentType of the
transaction
(purchase / sale)		Price per item / €Number
of items		Total
amount
traded
21/12/11Schmitz, Dr. Rolf MartinExecutive Board MemberRWE common sharepurchase26.0069818,148.00
21/12/11Birnbaum, Dr. LeonhardExecutive Board MemberRWE common sharepurchase26.0040010,400.00
21/12/11Roger, GraefSupervisory Board MemberRWE common sharepurchase26.00521,352.00
19/12/11
Großmann, Dr. Jürgen
Executive Board Member
RWE common share
purchase
26.00
12,368
321,568.00
19/12/11
Fitting, Alwin
Executive Board Member
RWE common share
purchase
26.00
434
11,284.00
08/09/11Tigges, Uwe
Supervisory Board Member
RWE common share
purchase
23.025
200
4,605.00
28/09/11
Tigges, Uwe
Supervisory Board Member
RWE common share
purchase
19.25
20
385.00
16/12/11
Tigges, Uwe
Supervisory Board Member
RWE common share
purchase
26.00
46
1,196.00
19/12/11Pohlig, Dr.
Rolf		Executive Board Member RWE common
shares		purchase26.003428,892.00
19/12/11Sikorski-Großmann, Dagmar SpouseRWE
common shares		purchase26.0039410,244.00
07/12/11
Schmitz, Dr. Rolf Martin
Executive
Board
Member
RWE
common shares
purchase28.49993,500
99,749.65
29/08/11Graef, RogerSupervisory
Board
Member		RWE
preferred
shares		purchase23.591,00023,590.00
26/08/11Pohlig, Dr.
Rolf		Executive
Board
Member		RWE
common
shares		purchase26.335351,20331,681.43
26/08/11Birnbaum, Dr.
Leonhard		Executive
Board
Member		RWE
common
shares		purchase26.335351,60042,136.56
26/08/11Schmitz, Dr.
Rolf Martin		Executive
Board
Member		RWE
common
shares		purchase26.335352,51566,233.41
19/08/11Schmitz, Dr.
Rolf Martin		Executive
Board
Member		RWE
common
shares		purchase25.37648673,00076,129.46

 

Notification concerning transactions by persons performing managerial responsibilities pursuant section 15 a WpHG in 2010 (Directors' Dealings)

DateNameReason for disclosure / positionFinancial instrumentType of the transaction (purchase / sale)Price per item / €Number of itemsTotal amount traded
12/08/10Sikorski-
Großmann,
Dagmar		SpouseRWE common sharespurchase53.695923,000161,087.76
26/05/10Birnbaum, Dr.
Leonhard		Executive Board MemberRWE common sharespurchase58.855002,000117,710.00
26/05/10Pohlig, Dr. RolfExecutive Board MemberRWE common sharespurchase58.8550055032,370.25
26/05/10Henrich,
Andreas		Supervisory Board MemberRWE common sharespurchase57.340001206,880.80
26/05/10Schmitz, Dr.
Rolf Martin		Executive Board MemberRWE common sharespurchase58.855001,990117,121.45
26/05/10

Jobs, Dr. Ulrich

Executive Board MemberRWE common sharespurchase58.855001,990117,121.45
21/05/10Großmann, Dr.
Jürgen		Executive Board MemberRWE common sharespurchase58.1670025,0001,454,175.00
20/05/10Großmann, Dr.
Jürgen		Executive Board MemberRWE common sharespurchase58.9700010,000589,700.00
25/02/10Großmann, Dr.
Jürgen		Executive Board MemberRWE common sharespurchase61.8190055,0003,400,045.00
25/02/10Birnbaum, Dr.
Leonhard		Executive Board MemberRWE common sharespurchase61.770001,00061,770.00
25/02/10Sikorski-
Großmann,
Dagmar		SpouseRWE common sharespurchase61.733053,000185,199.15
25/02/10Jobs, Dr.
Ulrich		Executive Board MemberRWE common sharespurchase61.681501,00061,681.50

Notification concerning transactions by persons performing managerial responsibilities pursuant section 15 a WpHG in 2009 (Directors' Dealings)

DateNameReason for disclosure / positionFinancial instrumentType of the transaction (purchase / sale)Price per item / €Number of itemsTotal amount traded
27/08/09Jobs, Dr.
Ulrich		Executive BoardRWE common sharespurchase65.496001,10072,045.60
20/08/09von Boehm-Bezing,
Carl-Ludwig		Supervisory BoardRWE common sharespurchase61.0800040024,432.00
15/05/09Schmitz, Dr.
Rolf Martin		Executive BoardRWE common sharespurchase56.053002,013112,834.69
23/03/09Pohlig, Dr.
Rolf		Executive BoardRWE common sharespurchase49.036622,01398,710.72
22/03/09Jobs, Dr.
Ulrich		Executive BoardRWE common sharespurchase49.036621,01349,674.10
21/03/09Fitting, AlwinExecutive BoardRWE common sharespurchase49.036622,01398,710.72
20/03/09Birnbaum, Dr.
Leonhard		Executive BoardRWE common sharespurchase49.036621,01349,674.10

Notification concerning transactions by persons performing managerial responsibilities pursuant section 15 a WpHG in 2008 (Directors' Dealings)

DateNameReason for disclosure / positionFinancial instrumentType of the transaction (purchase / sale)Price per item / €Number of itemsTotal amount traded
27/10/08Birnbaum, Dr.
Leonhard		Executive BoardRWE common sharespurchase54.200001,00054,200.00
15/10/08Birnbaum, Dr.
Leonhard		Executive BoardRWE common sharespurchase59.000001,00059,000.00
14/10/08Jobs, Dr.
Ulrich		Executive BoardRWE common sharespurchase62.610001,00062,610.00
05/09/08Großmann, Dr.
Jürgen		Executive BoardRWE common sharespurchase68.7600040,0002,750,400.00
05/09/08Großmann, Dr.
Jürgen		Executive BoardRWE common sharespurchase68.5800035,0002,400,300.00
22/04/08Großmann, Dr.
Jürgen		Executive BoardRWE common sharespurchase73.650005,000368,250.00
14/03/08Bonekamp,
Berthold A.		Executive BoardRWE common sharespurchase79.383401,312104,151.02
14/03/08Fitting, AlwinExecutive BoardRWE common sharespurchase79.383401,312104,151.02
14/03/08Jobs, Dr.
Ulrich		Executive BoardRWE common sharespurchase79.383401,312104,151.02
14/03/08Pohlig, Dr.
Rolf		Executive BoardRWE common sharespurchase79.383401,312104,151.02
25/02/08Großmann, Dr.
Jürgen		Executive BoardRWE common sharespurchase80.9200025,0002,023,000.00
23/01/08Sikorski-GroßmannSpouseRWE common sharespurchase77.390001,500116,082.00
21/01/08Großmann, Dr.
Jürgen		Executive BoardRWE common sharespurchase86.8000020,0001,736,000.00
26 October 2012

New loan issues and their warranties according to § 30e Para. 1, No. 2 of the WpHG [the German Securities Trading Act]

RWE Aktiengesellschaft has issued following bond on 26 October 2012 under
its Debt Issuance Programme by way of a private placement:
more