Documents required by law

Annual General Meeting 2014

Item 1

Item 1

Presentation of the approved financial statements of RWE Aktiengesellschaft and the Group for the financial year ended 31 December 2013, with the combined review of operations of RWE Aktiengesellschaft and the Group including the explanatory reports by the Executive Board on takeover-related disclosure (Section 289, Paragraph 4 and Section 315, Paragraph 4 of the German Commercial Code) and on the main characteristics of the internal control and risk management system (Section 289, Paragraph 5 and Section 315, Paragraph 2, Item 5 of the German Commercial Code), and the Supervisory Board report for fiscal 2013

The Supervisory Board approved the financial statements of RWE Aktiengesellschaft and the Group prepared by the Executive Board. The financial statements of RWE Aktiengesellschaft are thus adopted in accordance with Section 172, Sentence 1 of the German Stock Corporation Act. There is thus no need for a resolution to be passed by the Annual General Meeting.

Item 8

Item 8

Authorisation to implement share buybacks and use treasury stock, also waiving subscription rights

Item 9

Item 9

Renewal of authorised capital and corresponding amendment to the Articles of Incorporation

Item 10

Existing Profit and Loss Pooling Arrangements

Control Agreement including a Profit and Loss Pooling Arrangement between BGE Beteiligungs-Gesellschaft für Energieunternehmen mbH andRWE Aktiengesellschaft (as legal successor of Vereinigte Elektrizitätswerke Westfalen AG) of October 19, 1984 (PDF)

Control and Profit and Loss Pooling Agreement between RWE Service GmbH (former Victoria Mathias Verwaltungsgesellschaft mbH) and RWE Aktiengesellschaft (as legal successor of Rheinisch-Westfälisches Elektrizitätswerk AG) of June 19, 1987 (PDF)

Control and Profit and Loss Pooling Agreement between RWE Supply & Trading GmbH (former RWE Trading GmbH) and RWE Aktiengesellschaft (former RWE Gesellschaft für Beteiligungen mbH) of June 27, 2000, as amended on January 25, 2010 (PDF)

Control and Profit and Loss Pooling Agreement between GBV Fünfte Gesellschaft für Beteiligungsverwaltung mbH and RWE Aktiengesellschaft of August 21, 2002 (PDF)

Control and Profit and Loss Pooling Agreement between RWE Beteiligungsgesellschaft mbH (former RWE Plus Beteiligungsgesellschaft Zentrale mbH) and RWE Aktiengesellschaft (as legal successor of RWE Plus Aktiengesellschaft) of November 15, 2002 (PDF)

Control and Profit and Loss Pooling Agreement between RWE IT GmbH (former GBV Achte Gesellschaft für Beteiligungsverwaltung mbH) and RWE Aktiengesellschaft (as legal successor of Thames Water Aqua Holdings GmbH) of November 28, 2002 (PDF

Control and Profit and Loss Pooling Agreement between RWE Innogy GmbH (former GBV Siebzehnte Gesellschaft für Beteiligungsverwaltung mbH) and RWE Aktiengesellschaft (as legal successor of RWE Sechzehnte Gesellschaft für Beteiligungsverwaltung mbH) of November 20, 2007, as amended on December 13, 2007 (PDF)

Control and Profit and Loss Pooling Agreement between GBV Einundzwanzigste Gesellschaft für Beteiligungsverwaltung mbH and RWE Aktiengesellschaft (as legal successor of GBV Neunzehnte Gesellschaft für Beteiligungsverwaltung mbH) of March 20, 2008 (PDF)

Control and Profit and Loss Pooling Agreement between GBV Zweiundzwanzigste Gesellschaft für Beteiligungsverwaltung mbH and RWE Aktiengesellschaft (as legal successor of GBV Neunzehnte Gesellschaft für Beteiligungsverwaltung mbH) of May 19, 2008 (PDF)

Profit and Loss Pooling Agreement between RWE Gasspeicher GmbH and RWE Aktiengesellschaft (as legal successor of RWE Energy Aktiengesellschaft) of February 17, 2009 (PDF)

Control and Profit and Loss Pooling Agreement between GBV Siebenundzwanzigste Gesellschaft für Beteiligungsverwaltung mbH and RWE Aktiengesellschaft (as legal successor of GBV Fünfundzwanzigste Gesellschaft für Beteiligungsverwaltung mbH) of April 30, 2009 (PDF)

Control and Profit and Loss Pooling Agreement between GBV Achtundzwanzigste Gesellschaft für Beteiligungsverwaltung mbH and RWE Aktiengesellschaft (as legal successor of GBV Fünfundzwanzigste Gesellschaft für Beteiligungsverwaltung mbH) of April 30, 2009 (PDF)

Control and Profit and Loss Pooling Agreement between GBV Neunundzwanzigste Gesellschaft für Beteiligungsverwaltung mbH and RWE Aktiengesellschaft (as legal successor of GBV Fünfundzwanzigste Gesellschaft für Beteiligungsverwaltung mbH) of April 30, 2009 (PDF)

Control and Profit and Loss Pooling Agreement between RWE Beteiligungsverwaltung Ausland GmbH and RWE Aktiengesellschaft (as legal successor of RWE Energy Aktiengesellschaft) of May 19, 2009 (PDF)

Amendment Agreements relating to the existing Control and/or Profit and Loss Pooling Agreements

Amendment Agreement of January 30, 2014 relating to the Control Agreement including a Profit and Loss Pooling Arrangement between BGE Beteiligungs-Gesellschaft für Energieunternehmen mbH and RWE Aktiengesellschaft (as legal successor of Vereinigte Elektrizitätswerke Westfalen AG) (PDF)

Amendment Agreement of January 30, 2014 relating to the Control and Profit and Loss Pooling Agreement between RWE Service GmbH (former Victoria Mathias Verwaltungsgesellschaft mbH) and RWE Aktiengesellschaft (as legal successor of Rheinisch-Westfälisches Elektrizitätswerk AG) (PDF)

Amendment Agreement of January 30, 2014 relating to the Control and Profit and Loss Pooling Agreement between RWE Supply & Trading GmbH (former RWE Trading GmbH) and RWE Aktiengesellschaft (former RWE Gesellschaft für Beteiligungen mbH) (PDF)

Amendment Agreement of January 30, 2014 relating to the Control and Profit and Loss Pooling Agreement between GBV Fünfte Gesellschaft für Beteiligungsverwaltung mbH and RWE Aktiengesellschaft (PDF)

Amendment Agreement of January 30, 2014 relating to the Control and Profit and Loss Pooling Agreement between RWE Beteiligungsgesellschaft mbH (former RWE Plus Beteiligungsgesellschaft Zentrale mbH) and RWE Aktiengesellschaft (as legal successor of RWE Plus Aktiengesellschaft) (PDF)

Amendment Agreement of January 30, 2014 relating to the Control and Profit and Loss Pooling Agreement between RWE IT GmbH (former GBV Achte Gesellschaft für Beteiligungsverwaltung mbH) and RWE Aktiengesellschaft (as legal successor of Thames Water Aqua Holdings GmbH) (PDF)

Amendment Agreement of January 30, 2014 relating to the Control and Profit and Loss Pooling Agreement between RWE Innogy GmbH (former GBV Siebzehnte Gesellschaft für Beteiligungsverwaltung mbH) and RWE Aktiengesellschaft (as legal successor of RWE Sechzehnte Gesellschaft für Beteiligungsverwaltung mbH) (PDF)

Amendment Agreement of January 30, 2014 relating to the Control and Profit and Loss Pooling Agreement between GBV Einundzwanzigste Gesellschaft für Beteiligungsverwaltung mbH and RWE Aktiengesellschaft (as legal successor of GBV Neunzehnte Gesellschaft für Beteiligungsverwaltung mbH) (PDF)

Amendment Agreement of January 30, 2014 relating to the Control and Profit and Loss Pooling Agreement between GBV Zweiundzwanzigste Gesellschaft für Beteiligungsverwaltung mbH and RWE Aktiengesellschaft (as legal successor of GBV Neunzehnte Gesellschaft für Beteiligungsverwaltung mbH) (PDF)

Amendment Agreement of January 30, 2014 relating to the Profit and Loss Pooling Agreement between RWE Gasspeicher GmbH and RWE Aktiengesellschaft (as legal successor of RWE Energy Aktiengesellschaft) (PDF)

Amendment Agreement of January 30, 2014 relating to the Control and Profit and Loss Pooling Agreement between GBV Siebenundzwanzigste Gesellschaft für Beteiligungsverwaltung mbH and RWE Aktiengesellschaft (as legal successor of GBV Fünfundzwanzigste Gesellschaft für Beteiligungsverwaltung mbH) (PDF)

Amendment Agreement of January 30, 2014 relating to the Control and Profit and Loss Pooling Agreement between GBV Achtundzwanzigste Gesellschaft für Beteiligungsverwaltung mbH and RWE Aktiengesellschaft (as legal successor of GBV Fünfundzwanzigste Gesellschaft für Beteiligungsverwaltung mbH) (PDF)

Amendment Agreement of January 30, 2014 relating to the Control and Profit and Loss Pooling Agreement between GBV Neunundzwanzigste Gesellschaft für Beteiligungsverwaltung mbH and RWE Aktiengesellschaft (as legal successor of GBV Fünfundzwanzigste Gesellschaft für Beteiligungsverwaltung mbH) (PDF)

Amendment Agreement of January 30, 2014 relating to the Control and Profit and Loss Pooling Agreement between RWE Beteiligungsverwaltung Ausland GmbH and RWE Aktiengesellschaft (as legal successor of RWE Energy Aktiengesellschaft) (PDF)

Financial statements / Review of operations of the contracting partners

Financial statements of RWE AG

Annual Reports including combined reviews of operations of RWE AG and the Group

Financial statements of BGE Beteiligungs-Gesellschaft für Energieunternehmen mbH

Financial statements / Reviews of operations of RWE Service GmbH

Financial statements / Reviews of operations of RWE Supply & Trading GmbH

Financial statements of GBV Fünfte Gesellschaft für Beteiligungsverwaltung mbH

Financial statements of RWE Beteiligungsgesellschaft mbH

Financial statements of RWE IT GmbH

Financial statements / Reviews of operations of RWE Innogy GmbH

Financial statements of GBV Einundzwanzigste Gesellschaft für Beteiligungsverwaltung mbH

Financial statements der GBV Zweiundzwanzigste Gesellschaft für Beteiligungsverwaltung mbH

Financial statements / Reviews of operations of RWE Gasspeicher GmbH

Financial statements of GBV Siebenundzwanzigste Gesellschaft für Beteiligungsverwaltung mbH

Financial statements of GBV Achtundzwanzigste Gesellschaft für Beteiligungsverwaltung mbH

Financial statements of GBV Neunundzwanzigste Gesellschaft für Beteiligungsverwaltung mbH

Financial statements of RWE Beteiligungsverwaltung Ausland GmbH

 

Joint Reports of the Executive Board of RWE AG and the Boards of Directors in accordance with Sections 295 Paragraph 1 Sentence 2, 293a of the German Stock Corporation Act

Joint Report of the Executive Board of RWE Aktiengesellschaft and the Board of Directors of BGE Beteiligungs-Gesellschaft für Energieunternehmen mbH on the Amendment to the Control Agreement including a Profit and Loss Pooling Arrangement between RWE AG and BGE Beteiligungs-Gesellschaft für Energieunternehmen mbH

Joint Report of the Executive Board of RWE Aktiengesellschaft and the Board of Directors of RWE Service GmbH on the Amendment to the Control and Profit and Loss Pooling Agreement between RWE AG and RWE Service GmbH

Joint Report of the Executive Board of RWE Aktiengesellschaft and the Board of Directors of RWE Supply & Trading GmbH on the Amendment to the Control and Profit and Loss Pooling Agreement between RWE AG and RWE Supply & Trading GmbH

Joint Report of the Executive Board of RWE Aktiengesellschaft and the Board of Directors of GBV Fünfte Gesellschaft für Beteiligungsverwaltung mbH on the Amendment to the Control and Profit and Loss Pooling Agreement between RWE AG and GBV Fünfte Gesellschaft für Beteiligungsverwaltung mbH

Joint Report of the Executive Board of RWE Aktiengesellschaft and the Board of Directors of RWE Beteiligungsgesellschaft mbH on the Amendment to the Control and Profit and Loss Pooling Agreement between RWE AG and RWE Beteiligungsgesellschaft mbH

Joint Report of the Executive Board of RWE Aktiengesellschaft and the Board of Directors of RWE IT GmbH on the Amendment to the Control and Profit and Loss Pooling Agreement between RWE AG and RWE IT GmbH

Joint Report of the Executive Board of RWE Aktiengesellschaft and the Board of Directors of RWE Innogy GmbH on the Amendment to the Control and Profit and Loss Pooling Agreement between RWE AG and RWE Innogy GmbH

Joint Report of the Executive Board of RWE Aktiengesellschaft and the Board of Directors of GBV Einundzwanzigste Gesellschaft für Beteiligungsverwaltung mbH on the Amendment to the Control and Profit and Loss Pooling Agreement between RWE AG and GBV Einundzwanzigste Gesellschaft für Beteiligungsverwaltung mbH

Joint Report of the Executive Board of RWE Aktiengesellschaft and the Board of Directors of GBV Zweiundzwanzigste Gesellschaft für Beteiligungsverwaltung mbH on the Amendment to the Control and Profit and Loss Pooling Agreement between RWE AG and GBV Zweiundzwanzigste Gesellschaft für Beteiligungsverwaltung mbH

Joint Report of the Executive Board of RWE Aktiengesellschaft and the Board of Directors of RWE Gasspeicher GmbH on the Amendment to the Profit and Loss Pooling Agreement between RWE AG und RWE Gasspeicher GmbH

Joint Report of the Executive Board of RWE Aktiengesellschaft and the Board of Directors of GBV Siebenundzwanzigste Gesellschaft für Beteiligungsverwaltung mbH on the Amendment to the Control and Profit and Loss Pooling Agreement between RWE AG and GBV Siebenundzwanzigste Gesellschaft für Beteiligungsverwaltung mbH

Joint Report of the Executive Board of RWE Aktiengesellschaft and the Board of Directors of GBV Achtundzwanzigste Gesellschaft für Beteiligungsverwaltung mbH on the Amendment to the Control and Profit and Loss Pooling Agreement between RWE AG and GBV Achtundzwanzigste Gesellschaft für Beteiligungsverwaltung mbH

Joint Report of the Executive Board of RWE Aktiengesellschaft and the Board of Directors of GBV Neunundzwanzigste Gesellschaft für Beteiligungsverwaltung mbH on the Amendment to the Control and Profit and Loss Pooling Agreement between RWE AG and GBV Neunundzwanzigste Gesellschaft für Beteiligungsverwaltung mbH

Joint Report of the Executive Board of RWE Aktiengesellschaft and the Board of Directors of RWE Beteiligungsverwaltung Ausland GmbH on the Amendment to the Control and Profit and Loss Pooling Agreement between RWE AG and RWE AG und RWE Beteiligungsverwaltung Ausland GmbH